Audit Director, Payments Network (Hybrid)
Company: Capital One
Location: Atlantic City
Posted on: September 27, 2024
Job Description:
NYC 299 Park Avenue (22957), United States of America, New York,
New YorkAudit Director, Payments Network (Hybrid)Capital One's
Audit function is a dedicated group of professionals focused on
delivering top-quality assurance services to the organization's
Audit Committee. Audit professionals are experienced, well-trained
and credentialed, and operate within a collaborative, agile
environment to deliver value-added opinions and recommendations.
Audit's vision to provide high value, independent, proactive
insights, to innovate with technology, and to be a top-notch talent
destination, creates a dynamic and challenging atmosphere for both
personal growth and professional opportunity. Inspired by our
colleagues, we are risk identifiers, challengers, influencers, and
transformational leaders who drive impactful work for the
enterprise.Capital One is seeking an energetic, self-motivated
Audit Director interested in becoming part of our Audit team to
serve as a leader for our assurance over a global payments network,
platforms, technologies, and related operations (e.g., credit/debit
processing, digital payments, acquiring, servicing domestic/abroad,
settlement operations). We are seeking an experienced candidate
that has strong knowledge of payments network operations and
ecosystem related risks, as well as risk management and regulatory
expectations for a large financial institution. - The candidate
will develop the strategy for auditing a payments network, as well
as lead and execute related audits associated with controls and
governance processes for Capital One. -Responsibilities:
- Develop the strategic coverage approach for the relevant audit
universe, including proactive monitoring for changing risks and
necessary coverage approach changes. - Lead continuous monitoring
activities and updates to risk assessments, audit universe, and
audit plan for relevant entities.
- Establish and maintain good relationships with key business
leaders and audit partners. Leverage specialized knowledge and
skills, providing management with insight into their area of
subject-matter focus, building trust and mutual respect.
Effectively represent internal audit at management meetings,
internal forums, regulatory update meetings as well as to external
organizations.
- Identify emerging risks and trends in areas of focus related to
global payments networks and take opportunities to present them to
internal and stakeholder management. -
- Direct audits and project audits across the portfolio,
including supervising audit teams and engagement managers, and
coordinating with support Audit specialist teams.
- Review engagement planning documentation and audit programs to
ensure adequate coverage of risk and sufficient rationale for audit
scope. Maintains close control over budget, schedule and
quality.
- Effectively review and compile relevant, material findings and
recommendations into readable and concise audit reports.
Communicate complex results and implications, incorporating
different perspectives into deliverables.
- Assess relevance of audit findings, potential exposures,
materiality, improving or deteriorating trends, and demonstrate
awareness of big picture issues. Interpret business priorities,
anticipate issues and obstacles, and apply to scope of role.
- Provide timely feedback, on-the-job training and coaching to
audit staff and direct reports. Help team members grow their
careers. Maintain an open, inclusive and trusting team
environment.
- Participate in due diligence projects on behalf of Audit as
well as lead Initial Control Reviews resulting from signed due
diligence deals for the business.
- Deliver appropriate, succinct and organized information,
tailoring communication style to audience.
- Manage timely and quality delivery of multiple tasks, including
audits, projects, issue and regulatory commitment follow up,
special assignments, and administrative activities. Self-prioritize
and independently complete multiple tasks across the team and
department. Demonstrate the ability to successfully meet
deadlines.Here's what we're looking for in an ideal leader:
- You are a critical thinker who seeks to understand the business
and its control environment.
- Solid people leadership experience: Ability to build and
leverage the capabilities of a high-performing team, as well as
business partners across the enterprise.
- You believe insight and objectivity are core elements to
providing assurance on the effectiveness and efficiency of Capital
One's governance, risk management, and internal control
processes.
- You possess a relentless focus on quality and timeliness.
- You prioritize achievement of the team's collective goals.
-
- You adapt to change, embrace bold ideas, and are intellectually
curious. You like to ask questions, test assumptions, and challenge
conventional thinking.
- You develop influential relationships based upon shared risk
objectives and trust to deliver outstanding business impact and
elevate Audit's value proposition.
- You're a firm believer that a rich understanding of data,
innovation, and technology will only make you a better auditor.
This will require leveraging the power of data analytics and
furthering your technical expertise.
- You're a teacher. You do the right thing and lead by example.
You have a passion for coaching and investing in the betterment of
your team. You lead through change with candor and optimism.
- You create energy and an environment that fosters trust,
collaboration, and belonging, making it easy to attract, hire, and
retain top talent.Basic Qualifications:
- Bachelor's degree or military experience
- At least 10 years of experience primarily in global payment
network operations, risk management and assurance experience
- At least 4 years of experience in risk management or audit
- At least 3 years of experience in people management
- At least 3 years of project management experience or at least 3
years of experience managing audit engagementsPreferred
Qualifications:
- Master's Degree in information systems, Accounting, Finance,
Economics, or Business Administration
- Professional certification such as Certified Information
Systems Auditor (CISA), Certified Public Accountant (CPA),
Certified Internal Auditor (CIA), Chartered Financial Analyst
(CFA), or Certified Risk Manager (CRM)
- 12+ years of experience in auditing, in risk management or a
combination
- 7+ years of experience in auditing or risk management of
payments network operations
- 7+ years of experience in banking or financial services
- 7+ years of experience in leadership or supervisory roles
- 1+ years of experience performing data analysis in support of
internal auditingAt this time, Capital One will not sponsor a new
applicant for employment authorization for this position.This role
is hybrid meaning associates typically spend about half their time
(2-3 days per week) in-person at one of our offices listed on this
job posting. Monday and Fridays are enterprise- wide virtual work
days. Tuesday, Wednesday and Thursday are in-person days for
associates to spend time together working in our
beautifully-designed team areas.The minimum and maximum full-time
annual salaries for this role are listed below, by location. Please
note that this salary information is solely for candidates hired to
perform work within one of these locations, and refers to the
amount Capital One is willing to pay at the time of this posting.
Salaries for part-time roles will be prorated based upon the agreed
upon number of hours to be regularly worked.New York City (Hybrid
On-Site): $274,800 - $313,600 for Director, Cyber
TechnicalCandidates hired to work in other locations will be
subject to the pay range associated with that location, and the
actual annualized salary amount offered to any candidate at the
time of hire will be reflected solely in the candidate's offer
letter.This role is also eligible to earn performance based
incentive compensation, which may include cash bonus(es) and/or
long term incentives (LTI). Incentives could be discretionary or
non discretionary depending on the plan.Capital One offers a
comprehensive, competitive, and inclusive set of health, financial
and other benefits that support your total well-being. Learn more
at the -. Eligibility varies based on full or part-time status,
exempt or non-exempt status, and management level.This role is
expected to accept applications for a minimum of 5 business days.No
agencies please. Capital One is an equal opportunity employer
committed to diversity and inclusion in the workplace. All
qualified applicants will receive consideration for employment
without regard to sex (including pregnancy, childbirth or related
medical conditions), race, color, age, national origin, religion,
disability, genetic information, marital status, sexual
orientation, gender identity, gender reassignment, citizenship,
immigration status, protected veteran status, or any other basis
prohibited under applicable federal, state or local law. Capital
One promotes a drug-free workplace. Capital One will consider for
employment qualified applicants with a criminal history in a manner
consistent with the requirements of applicable laws regarding
criminal background inquiries, including, to the extent applicable,
Article 23-A of the New York Correction Law; San Francisco,
California Police Code Article 49, Sections 4901-4920; New York
City's Fair Chance Act; Philadelphia's Fair Criminal Records
Screening Act; and other applicable federal, state, and local laws
and regulations regarding criminal background inquiries.If you have
visited our website in search of information on employment
opportunities or to apply for a position, and you require an
accommodation, please contact Capital One Recruiting at
1-800-304-9102 or via email at . All information you provide will
be kept confidential and will be used only to the extent required
to provide needed reasonable accommodations.For technical support
or questions about Capital One's recruiting process, please send an
email to Capital One does not provide, endorse nor guarantee and is
not liable for third-party products, services, educational tools or
other information available through this site.Capital One Financial
is made up of several different entities. Please note that any
position posted in Canada is for Capital One Canada, any position
posted in the United Kingdom is for Capital One Europe and any
position posted in the Philippines is for Capital One Philippines
Service Corp. (COPSSC).
Keywords: Capital One, Vineland , Audit Director, Payments Network (Hybrid), Executive , Atlantic City, New Jersey
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